This Grid (available for download here: Subsidiarity_Assessment_Grid.docx), presented by the 'Task force on subsidiarity, proportionality and doing
less more efficiently' as part of its Report
on the Task Force on Subsidiarity, Proportionality and “Doing Less More
Efficiently”, aims
to provide a shared and consistent approach to assess conformity of a given
proposal or initiative with the Treaty-based principles of subsidiarity and
proportionality.
It is intended to be used by the European
Commission when initiating its proposals, the national Parliaments when
preparing their reasoned opinions pursuant to Protocol No. 2 of the Treaty on
the Functioning of the European Union (TFEU) as well as the European Parliament
and the Council as the EU’s legislators.
The grid is also intended to be used for
initiatives from a group of Member States, requests from the Court of Justice,
recommendations from the European Central Bank and requests from the European
Investment Bank for the adoption of legislative acts (Article 3 of Protocol No.
2)
The subsidiarity principle helps
determine whether it is justified for the Union to act within the shared or
supporting competences it has been given under the Treaties or whether it is
more appropriate that Member States act at the appropriate national, regional
or local levels. The two cumulative aspects of EU necessity and EU added value
should both be satisfied if the subsidiarity test is to be fulfilled. These are
explained further below.
The proportionality principle helps
ensure that the intensity of the legislative obligations or policy approach
match the intended objectives of the policy or legislation. This means that the
content and form of Union action must not go beyond what is necessary to achieve
the intended objectives.
Impact assessments prepared by the European
Commission to support its proposals will include an assessment of subsidiarity
and proportionality. In addition, each Commission proposal will be accompanied
by an explanatory memorandum which also presents the Commission’s assessment of
subsidiarity and proportionality as this is a requirement of Protocol No. 2 of
the TFEU together with the requirements to consult widely before proposing a
legislative act and to take into account the local and regional dimension of an
envisaged action.
While this assessment grid only addresses
subsidiarity and proportionality, each institution using it is free to add
elements which are useful for their own internal processes and priorities. For
example, the grid could be adapted to include an assessment of the Commission's
use of better regulation instruments or political aspects of the Commission's
proposals.
Model grid to assess subsidiarity and proportionality throughout the policy cycle